Available as:

  • Short courses, from 1 session (1.5 hours) up to 12 sessions (3 days equivalent).

  • Basic, Intermediate, Advanced & Specialist courses

  • Certifications

  • Induction Programs

US Regulatory Structure: Who regulates Whom

Client Onboarding in Wealth Management + FINRA Rules

An Introduction to Market Regulation

KYC & AML for Public, Private, SWFs

An Introduction to Regulation

Client Onboarding, KYC & AML

Advanced Case Studies & Lessons in KYC

Basel IV: Banking Regulation and the Basel Paradigm

Client Onboarding for different Lines